This workshop covers all core requirements and compliance-related disclosures that must be included in your FinTech startup annual reporting. Using our methodology you will be able to quickly determine what to include and what to exclude and the appropriate level of details for each reporting segment, keeping your report preparation efficient and super fast and producing the most coherent, accurate and compelling compliance disclosures!

Compliance reporting cycle generates and keeps up-to-date a lot of mandatory documents that you send to your board, investors, regulators, and auditors. 

Despite the fact that this activity is regular, it usually gets worse, longer and more confusing over time instead of getting better and more efficient. WHY?

Most struggling compliance officers, unfortunately, fall into the same trap: the longer they practice compliance reporting, the more time they need to complete it (and not just for themselves, but also for from other teams and various contributors). Misery loves company.

It happens every time, when you don’t follow a clear and simple structure of what to disclose and in which order, and you reinvent your reporting during each reporting cycle, “trying to make it better”.

This is exactly why we created this workshop: our goal is to train you how to keep your compliance reporting coherent, relevant, accurate, complete while being SHORT AND SIMPLE.

Once you master our reporting structure and decision-tree methodology, you can re-use previously created documents and never overthink what else to say in each section.

Uncontrolled and unstructured compliance reporting is very similar to a renovation project that does not have clear boundaries. It feels like you can never complete it, it’s never good enough, there is always more to do and more things to fix, and at some point, you just have to quit it, because you’ve had enough, it took forever, and way beyond your original budget.  

How do you know you lack FOCUS and are at risk of missing your TARGET with compliance formalities?

1. Your compliance reporting gets longer every year.
2. You created a list of what needs to be done by the year-end, and at each executive meeting the list gets longer and longer and you find more things to do.
3. You feel like you cannot find the right "owner" for many reporting sections and it blocks you from completing them.
4. Your compliance team has declined or delayed business support, or otherwise ignored revenue-generating requests because they need to “focus on annual reporting” for the next few weeks.
5. You do not know whether compliance reporting is a 5-pager or 500-pager challenge and you do not know how to balance positive and negative events as a part of your disclosures.

What we will cover:

• Annual MLRO reporting, key  reportable AML metrics to help you prepare for  AML audits;
• Annual Risk Assessment (template included) and Risk Acceptance Framework
• Execution of the Compliance Plan (template included)
• Effectiveness of the Internal Controls Framework
• Reporting incidents and special events (Covid, Brexit, FTX, security incidents ...)
• Reporting gaps, deficiencies and exceptions.
• Decision-tree methodology guiding you how to decide whether to include and exclude an item and what should be the appropriate level of details.

INCLUDED TEMPLATES:

• Annual MLRO Report Sample
• Annual Enterprise Risk Assessment Template
• Annual Compliance Plan Execution Template language
• Compliance Assurance Framework Sample
• Annual Audit Plan sample
• Internal Controls Report and sample disclosures on the Effectiveness of the Internal Controls
• Risk Appetite Framework
• Sample Disclosures for incidents and adverse events reporting

When and how: instantly available on demand.

Logistics: After you will have made the payment, within approximately 10-15 min you will be granted access to the password-protected area of the course portal where all recorded content and templates will be delivered to you. You will be prompted to create your login and password which you will need to access the program recordings at any time in the future.

This offer is non-refundable as soon as you accessed it. 

Questions? – [email protected]

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