FinTech Compliance

FREE TRAINING SERIES

These trainings dive into the most critical elements of building a high-impact, results-driven compliance function that truly adds value. Even more importantly, they show you how to turn that success into real momentum for your own career growth and professional advancement.

 

I really resonate with Just-in-Time compliance principles. How can I take it to the next level and implement?

RISE OF THE BUSINESS-LIKE CCO SERIES

This FREE training series for FinTech leaders will teach you how to transform your FinTech Compliance function from providing reports and analysis to delivering results that matter for your company, and how to demonstrate your value, and gain authority within your organization!

Successful business-like CCOs and compliance leaders think very differently about risks, uncertainties, success, and decision-making. They are unafraid of mistakes, and they don't merely search for solutions – they create solutions. They do the right things at the right time. They utilize time, money and information  (3 important success factors) to manage their compliance function in a very specific way, and it makes all the difference!
This training series will give you a very specific methodology for structuring compliance performance and measuring the value your function adds to the company.  

Set Compliance KPIs That Show What to Fix Next

In this training, you will discover how to identify 2–3 annual KPIs (out of 12 core KPIs) that matter most for your company right now, depending on your business maturity. You’ll learn how to quantify the value of what compliance wants to deliver, and not only feel proud of your work, but also see others recognize it!

 
COMPLIANCE PERFORMANCE METRICS - PDF DOWNLOAD

Compliance Function Responsibility and Personal Liability

One of the biggest mistake compliance officers make is compromising on or delaying regulatory requirements without enforcing clear boundaries. This training gives you a clear plan what to do when you grant exemptions or temporarily soften requirements, and also what to do when you face broken promises, withdrawn commitments.

 
WORKBOOK PDF - COMPLIANCE RESPONSIBILITY VS LIABILITY

How to Assess Your Compliance Function Results and Measure Performance

 

FinTech Compliance Advancement Pyramid

This training will teach you about the main phases of the FinTech compliance career and will help you uncover your biggest blindspots obstructing your progress at each phase.

 
PDF Download - FinTech Compliance Career Pyramid

How to Assess New FinTech Projects

This training will teach you how to apply just-in-time principles to assessment of New FinTech Projects without relying on Gap Analysis and without having to fix all past issues first.

 
PDF Download - New FinTech Project Assessment

WHERE DO YOU GO NEXT?

You know by now that FinTech Compliance does not need to be hard or confusing – in fact, it can be super exciting and very simple!!!
You also know that very few things are unique or new – most cases and most situations and most "problems" come over and over again ;-)
The best way to build on your FinTech compliance confidence is to rely on experience and advice from someone who has gone before you, has been in the trenches, tried and tested multiple strategies, and can tell you what works better! 

Interested to work with me in the future and receive hands-on support? – Checkout the FinTech Startup Compliance Pro Certification program below!

 

 

FinTech Startup Compliance Pro Certification
PDF Download- Rise of the Business-Like CCO
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