FinTech Compliance

FREE TRAINING SERIES

This training series covers the most important aspects of how to build a value-adding results-focused compliance function and how to translate the success of your function into your professional advancement.

The Compliance Career Advancement Pyramid training is focused on the stages of the compliance career and the biggest blindspots obstructing your progress at each stage.

The New FinTech Product Assessment Training illustrates how to apply just-in-time compliance principles in practice without relying on Gap Analysis and without having to fix all past issues first.

In addition to video trainings, you can download below the pdfs of the presentations we used (totally free)

I really resonate with Just-in-Time compliance principles. How can I take it to the next level and implement?

RISE OF THE BUSINESS-LIKE CCO SERIES

This FREE training series for FinTech leaders will teach you how to transform your FinTech Compliance function from providing reports and analysis to delivering results that matter for your company, and how to demonstrate your value, and gain authority within your organization!

Successful business-like CCOs and compliance leaders think very differently about risks, uncertainties, success, and decision-making. They are unafraid of mistakes, and they don't merely search for solutions – they create solutions. They do the right things at the right time. They utilize time, money and information (3 important success factors) to manage their compliance function in a very specific way, and it makes all the difference!

This training will give you a very specific methodology for structuring compliance KPIs and measuring the value your function adds to your company.

How to Assess Your Compliance Function Results and Measure Performance